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Monique V. Sinmao

DAKOTA INVESTMENT ADVISERS LLC·JERICHO, New York
SIE, Series 7, Series 63, Series 65, Series 86, Series 87Clean record7 years registeredDAKOTA INVESTMENT ADVISERS LLC
33 SOUTH SERVICE ROAD, JERICHO, NY 11753CRD# 4260635Firm CRD# 167990

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Monique V. Sinmao · JERICHO, NY
Registration
CRD #4260635 · DAKOTA INVESTMENT ADVISERS LLC · 7 years registered
Brand Profile
Not yet started
01

Career History

CERITY PARTNERS LLC
Jan 2026 – present
SOL CAPITAL MANAGEMENT CO
Jul 2019 – Jan 2026
ROCKVILLE, MD
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Series 86
Series 87
Registration record
First registered · July 8, 2019
Years registered · 7
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DAKOTA INVESTMENT ADVISERS LLC
CRD 167990 · SEC 801-78174
AUM
$6M
Regulatory assets under management
Employees
1
3 client accounts
Services offered by DAKOTA INVESTMENT ADVISERS LLC
Per Form ADV
Selection of other advisers
View all advisors at DAKOTA INVESTMENT ADVISERS LLC →
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05

Frequently Asked Questions

What services does Monique V. Sinmao offer?
Monique V. Sinmao specializes in Wealth Management. Contact their office in JERICHO, New York for a consultation.
What are Monique V. Sinmao's credentials?
Monique V. Sinmao is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Monique V. Sinmao located?
Monique V. Sinmao is based in JERICHO, New York, working with DAKOTA INVESTMENT ADVISERS LLC. Their office serves clients in the JERICHO metropolitan area and surrounding communities.
How does Monique V. Sinmao charge for services?
Monique V. Sinmao's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DAKOTA INVESTMENT ADVISERS LLC?
DAKOTA INVESTMENT ADVISERS LLC has approximately 1 employees and manages $6M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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