Unclaimed Profile

Lee A Korn

OPAL WEALTH ADVISORS, LLC·JERICHO, New York

SIE, Series 7, Series 24, Series 63, Series 6521 years registeredOPAL WEALTH ADVISORS, LLC

2 JERICHO PLAZA, JERICHO, NY 11753CRD# 2944142Firm CRD# 289759

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lee A Korn · JERICHO, NY

Registration

CRD #2944142 · OPAL WEALTH ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

OPAL WEALTH ADVISORS, LLC

Jan 2019 – present

PURSHE KAPLAN STERLING INVESTMENTS

Jan 2019 – present

MORGAN STANLEY

Oct 2009 – Jan 2019

GREAT NECK, NY

CITIGROUP GLOBAL MARKETS INC.

May 2007 – Nov 2009

GREAT NECK, NY

CITICORP INVESTMENT SERVICES

Nov 2004 – May 2007

GREAT NECK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 9, 2004

Years registered · 21

Disclosure History

2004Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OPAL WEALTH ADVISORS, LLC

CRD 289759 · SEC 801-114223

AUM

$826M

Regulatory assets under management

Employees

1,883 client accounts

Services offered by OPAL WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OPAL WEALTH ADVISORS, LLC →

Introduction

Speak with Lee

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Lee is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in JERICHO?

Browse all registered financial advisors in JERICHO, New York or claim this profile if it's yours.

Browse JERICHO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Lee A Korn offer?

Lee A Korn specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in JERICHO, New York for a consultation.

What are Lee A Korn's credentials?

Lee A Korn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lee A Korn located?

Lee A Korn is based in JERICHO, New York, working with OPAL WEALTH ADVISORS, LLC. Their office serves clients in the JERICHO metropolitan area and surrounding communities.

How does Lee A Korn charge for services?

Lee A Korn's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OPAL WEALTH ADVISORS, LLC?

OPAL WEALTH ADVISORS, LLC has approximately 16 employees and manages $826M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →