Unclaimed Profile

Regis R Dillon

LA FERLA GROUP LLC·GARDEN CITY, New York

SIE, Series 6, Series 7, Series 63, Series 66CFP CFAClean record4 years registeredLA FERLA GROUP LLC

1050 FRANKLIN AVENUE, GARDEN CITY, NY 11530CRD# 5362904Firm CRD# 174993

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Regis R Dillon · GARDEN CITY, NY

Registration

CRD #5362904 · LA FERLA GROUP LLC · 4 years registered

Brand Profile

Not yet started

Career History

CORIENT

Jun 2023 – present

LA FERLA GROUP LLC

Jun 2022 – Aug 2023

GARDEN CITY, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · June 15, 2022

Years registered · 4

Professional designations · CFP, CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LA FERLA GROUP LLC

CRD 174993 · SEC 801-92167

AUM

$276M

Regulatory assets under management

Employees

840 client accounts

Services offered by LA FERLA GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LA FERLA GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Regis R Dillon offer?

Regis R Dillon specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GARDEN CITY, New York for a consultation.

What are Regis R Dillon's credentials?

Regis R Dillon holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Regis R Dillon located?

Regis R Dillon is based in GARDEN CITY, New York, working with LA FERLA GROUP LLC. Their office serves clients in the GARDEN CITY metropolitan area and surrounding communities.

How does Regis R Dillon charge for services?

Regis R Dillon's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LA FERLA GROUP LLC?

LA FERLA GROUP LLC has approximately 8 employees and manages $276M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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