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Kathleen Rafferty Hay

HILTON CAPITAL MANAGEMENT, LLC·GARDEN CITY, New York
SIE, Series 7, Series 24, Series 87Clean recordHILTON CAPITAL MANAGEMENT, LLC
1010 FRANKLIN AVENUE, GARDEN CITY, NY 11530CRD# 5045127Firm CRD# 116357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen Rafferty Hay · GARDEN CITY, NY
Registration
CRD #5045127 · HILTON CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 87
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HILTON CAPITAL MANAGEMENT, LLC
CRD 116357 · SEC 801-60776
AUM
$2.4B
Regulatory assets under management
Employees
24
1,562 client accounts
Services offered by HILTON CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Introduction

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04

Frequently Asked Questions

What services does Kathleen Rafferty Hay offer?
Kathleen Rafferty Hay specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GARDEN CITY, New York for a consultation.
What are Kathleen Rafferty Hay's credentials?
Kathleen Rafferty Hay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Rafferty Hay located?
Kathleen Rafferty Hay is based in GARDEN CITY, New York, working with HILTON CAPITAL MANAGEMENT, LLC. Their office serves clients in the GARDEN CITY metropolitan area and surrounding communities.
How does Kathleen Rafferty Hay charge for services?
Kathleen Rafferty Hay's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HILTON CAPITAL MANAGEMENT, LLC?
HILTON CAPITAL MANAGEMENT, LLC has approximately 24 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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