Unclaimed Profile

Joseph Anthony La Ferla

LA FERLA GROUP LLC·GARDEN CITY, New York

SIE, Series 6, Series 7, Series 63, Series 65Clean record33 years registeredLA FERLA GROUP LLC

1050 FRANKLIN AVENUE, GARDEN CITY, NY 11530CRD# 725905Firm CRD# 174993

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Anthony La Ferla · GARDEN CITY, NY

Registration

CRD #725905 · LA FERLA GROUP LLC · 33 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LA FERLA GROUP LLC

LA FERLA GROUP LLC

Nov 2016 – Aug 2023

GARDEN CITY, NY

UBS FINANCIAL SERVICES INC.

Apr 1993 – May 2015

UNIONDALE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · April 20, 1993

Years registered · 33

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LA FERLA GROUP LLC

CRD 174993 · SEC 801-92167

AUM

$276M

Regulatory assets under management

Employees

840 client accounts

Services offered by LA FERLA GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LA FERLA GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Anthony La Ferla offer?

Joseph Anthony La Ferla specializes in Financial Planning, Investment Management, Wealth Management.

What are Joseph Anthony La Ferla's credentials?

Joseph Anthony La Ferla is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Anthony La Ferla located?

Joseph Anthony La Ferla is based in GARDEN CITY, New York, last registered with LA FERLA GROUP LLC.

How does Joseph Anthony La Ferla charge for services?

Joseph Anthony La Ferla's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LA FERLA GROUP LLC?

LA FERLA GROUP LLC has approximately 8 employees and manages $276M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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