Unclaimed Profile

Michael Scott Rosen

CONCEPT CAPITAL MARKETS, LLC·GARDEN CITY, New York

CONCEPT CAPITAL MARKETS, LLC

1010 FRANKLIN AVENUE, GARDEN CITY, NY 11530-5942CRD# 1449872Firm CRD# 153397

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Scott Rosen · GARDEN CITY, NY

Registration

CRD #1449872 · CONCEPT CAPITAL MARKETS, LLC

Brand Profile

Not yet started

Disclosure history

7 disclosures on file · See FINRA BrokerCheck for full record

About

Michael Scott Rosen is a registered financial advisor based in GARDEN CITY, New York, affiliated with CONCEPT CAPITAL MARKETS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

COWEN PRIME SERVICES LLC

COWEN PRIME ADVISORS

AUM

$359M

Regulatory assets under management

Employees

Total firm employees

View all advisors at COWEN PRIME SERVICES LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Background

Compensation

Percentage of AUM

Commissions

Regulatory

SEC/IARD CRD# 1449872

Firm CRD# 153397

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Michael Scott Rosen offer?

Michael Scott Rosen specializes in Investment Management, Wealth Management. Contact their office in GARDEN CITY, New York for a consultation.

What are Michael Scott Rosen's credentials?

Michael Scott Rosen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Scott Rosen located?

Michael Scott Rosen is based in GARDEN CITY, New York, working with CONCEPT CAPITAL MARKETS, LLC. Their office serves clients in the GARDEN CITY metropolitan area and surrounding communities.

How does Michael Scott Rosen charge for services?

Michael Scott Rosen's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONCEPT CAPITAL MARKETS, LLC?

CONCEPT CAPITAL MARKETS, LLC has approximately 4 employees and manages $359M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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