Unclaimed Profile

Jack Dave Seibald

CONCEPT CAPITAL MARKETS, LLC·GARDEN CITY, New York

SIE, Series 7, Series 24, Series 63, Series 79TO, Series 99TOCONCEPT CAPITAL MARKETS, LLC

1010 FRANKLIN AVENUE, GARDEN CITY, NY 11530-5942CRD# 1245816Firm CRD# 153397

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jack Dave Seibald · GARDEN CITY, NY

Registration

CRD #1245816 · CONCEPT CAPITAL MARKETS, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 79TO

Series 99TO

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

COWEN PRIME SERVICES LLC

CRD 153397 · SEC 801-72184

AUM

$359M

Regulatory assets under management

Employees

200 client accounts

Services offered by COWEN PRIME SERVICES LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at COWEN PRIME SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Jack Dave Seibald offer?

Jack Dave Seibald specializes in Investment Management, Wealth Management. Contact their office in GARDEN CITY, New York for a consultation.

What are Jack Dave Seibald's credentials?

Jack Dave Seibald is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jack Dave Seibald located?

Jack Dave Seibald is based in GARDEN CITY, New York, working with CONCEPT CAPITAL MARKETS, LLC. Their office serves clients in the GARDEN CITY metropolitan area and surrounding communities.

How does Jack Dave Seibald charge for services?

Jack Dave Seibald's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONCEPT CAPITAL MARKETS, LLC?

CONCEPT CAPITAL MARKETS, LLC has approximately 4 employees and manages $359M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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