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COWEN PRIME SERVICES LLC
COWEN PRIME SERVICES LLC
COWEN PRIME ADVISORS
NEW YORK, New York
·
8 registered advisors
·
CRD# 153397
SEC# 801-72184
1
646-562-1010
01
Firm Overview
AUM
$359M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
8
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Selection of other advisers
Compensation
Percentage of AUM
Commissions
03
Specialties
Investment Management
Wealth Management
04
Advisors at COWEN PRIME SERVICES LLC
8 registered advisors
Jack Dave Seibald
GARDEN CITY, New York
CRD# 1245816
James Robert Simmons
NEW YORK, New York
CRD# 1327561
Michael Scott Rosen
GARDEN CITY, New York
CRD# 1449872
Neil Michael Shaughnessy
GARDEN CITY, New York
CRD# 1595565
Patrick Charles Jr Boyle
GARDEN CITY, New York
CRD# 1259522
Robert Emmett Moore
GARDEN CITY, New York
CRD# 1040197
Rosemary Aruanno
GARDEN CITY, New York
CRD# 1657217
Thomas Nicholas Schirripa
GARDEN CITY, New York
CRD# 2231180
05
Office Locations
GARDEN CITY, New York
7 advisors
NEW YORK, New York
1 advisor
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Data sourced from SEC Form ADV filings. COWEN PRIME SERVICES LLC (CRD# 153397) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.