Unclaimed Profile

Gerard Thomas Breitner

EXCOMP ASSET MANAGEMENT LTD·GARDEN CITY, New York

SIE, Series 1, Series 2, Series 7, Series 63ChFC21 years registeredEXCOMP ASSET MANAGEMENT LTD

1010 FRANKLIN AVENUE- SUITE 410, GARDEN CITY, NY 11530CRD# 819265Firm CRD# 110434

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gerard Thomas Breitner · GARDEN CITY, NY

Registration

CRD #819265 · EXCOMP ASSET MANAGEMENT LTD · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EXCOMP ASSET MANAGEMENT LTD

LPL FINANCIAL LLC

Aug 2025 – Nov 2025

FORT MILL, SC

EXCOMP ASSET MANAGEMENT LTD

Aug 2005 – Dec 2021

GARDEN CITY, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 2

Series 7

Series 63

Registration record

First registered · August 3, 2005

Years registered · 21

Professional designation · ChFC

Disclosure History

2005Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EXCOMP ASSET MANAGEMENT LTD

CRD 110434 · SEC 801-43057

AUM

$137M

Regulatory assets under management

Employees

359 client accounts

Services offered by EXCOMP ASSET MANAGEMENT LTD

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at EXCOMP ASSET MANAGEMENT LTD →

Introduction

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Frequently Asked Questions

What services does Gerard Thomas Breitner offer?

Gerard Thomas Breitner specializes in Investment Management, Wealth Management.

What are Gerard Thomas Breitner's credentials?

Gerard Thomas Breitner holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Gerard Thomas Breitner located?

Gerard Thomas Breitner is based in GARDEN CITY, New York, last registered with EXCOMP ASSET MANAGEMENT LTD.

How does Gerard Thomas Breitner charge for services?

Gerard Thomas Breitner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EXCOMP ASSET MANAGEMENT LTD?

EXCOMP ASSET MANAGEMENT LTD has approximately 5 employees and manages $137M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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