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Bret Alexander Hartman

UPSKILL WEALTH MANAGEMENT, LLC·CORTLAND, New York
SIE, Series 7, Series 6622 years registeredUPSKILL WEALTH MANAGEMENT, LLC
1 NORTH MAIN STREET, CORTLAND, NY 13045CRD# 4502046Firm CRD# 332762

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Bret Alexander Hartman · CORTLAND, NY
Registration
CRD #4502046 · UPSKILL WEALTH MANAGEMENT, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

CETERA INVESTMENT ADVISERS LLC
Jan 2026 – present
CETERA WEALTH SERVICES, LLC
Jan 2026 – present
BFC PLANNING, INC.
Sep 2020 – Feb 2026
Cortland, NY
LPL FINANCIAL LLC
Oct 2011 – Sep 2020
NORWICH, NY
UVEST FINANCIAL SERVICES GROUP, INC.
Jun 2010 – Oct 2011
CORTLAND, NY
CHASE INVESTMENT SERVICES CORP.
Oct 2009 – Jun 2010
DEWITT, NY
CHASE INVESTMENT SERVICES CORP.
May 2004 – Aug 2006
LIVERPOOL, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · May 20, 2004
Years registered · 22
03

Disclosure History

2020Customer Dispute·Settled
2020Customer Dispute·Settled
2020Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
UPSKILL WEALTH MANAGEMENT, LLC
CRD 332762 · SEC 801-131073
AUM
—
Regulatory assets under management
Employees
2
Total firm employees
Services offered by UPSKILL WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at UPSKILL WEALTH MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Bret Alexander Hartman offer?
Bret Alexander Hartman specializes in Financial Planning, Investment Management. Contact their office in CORTLAND, New York for a consultation.
What are Bret Alexander Hartman's credentials?
Bret Alexander Hartman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Bret Alexander Hartman located?
Bret Alexander Hartman is based in CORTLAND, New York, working with UPSKILL WEALTH MANAGEMENT, LLC. Their office serves clients in the CORTLAND metropolitan area and surrounding communities.
How does Bret Alexander Hartman charge for services?
Bret Alexander Hartman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UPSKILL WEALTH MANAGEMENT, LLC?
UPSKILL WEALTH MANAGEMENT, LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at UPSKILL WEALTH MANAGEMENT, LLC

Michael Rudolph Rosenthal
CORTLAND, NY

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