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Michael Rudolph Rosenthal

UPSKILL WEALTH MANAGEMENT, LLC·CORTLAND, New York
SIE, Series 7TO, Series 63, Series 65Clean record2 years registeredUPSKILL WEALTH MANAGEMENT, LLC
1 NORTH MAIN STREET, CORTLAND, NY 13045CRD# 7829575Firm CRD# 332762

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Rudolph Rosenthal · CORTLAND, NY
Registration
CRD #7829575 · UPSKILL WEALTH MANAGEMENT, LLC · 2 years registered
Brand Profile
Not yet started
01

Career History

INDEPENDENT FINANCIAL PARTNERS
Jun 2025 – present
UPSKILL WEALTH MANAGEMENT, LLC
Oct 2024 – Jun 2025
CORTLAND, NY
BFC PLANNING, INC.
Nov 2023 – Oct 2024
CORTLAND, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7TO
Series 63
Series 65
Registration record
First registered · November 2, 2023
Years registered · 2
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
UPSKILL WEALTH MANAGEMENT, LLC
CRD 332762 · SEC 801-131073
AUM
—
Regulatory assets under management
Employees
2
Total firm employees
Services offered by UPSKILL WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at UPSKILL WEALTH MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Michael Rudolph Rosenthal offer?
Michael Rudolph Rosenthal specializes in Financial Planning, Investment Management. Contact their office in CORTLAND, New York for a consultation.
What are Michael Rudolph Rosenthal's credentials?
Michael Rudolph Rosenthal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Rudolph Rosenthal located?
Michael Rudolph Rosenthal is based in CORTLAND, New York, working with UPSKILL WEALTH MANAGEMENT, LLC. Their office serves clients in the CORTLAND metropolitan area and surrounding communities.
How does Michael Rudolph Rosenthal charge for services?
Michael Rudolph Rosenthal's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UPSKILL WEALTH MANAGEMENT, LLC?
UPSKILL WEALTH MANAGEMENT, LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at UPSKILL WEALTH MANAGEMENT, LLC

Bret Alexander Hartman
CORTLAND, NY

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