Unclaimed Profile

Nina Graham Socha

SOCHA FINANCIAL GROUP, LLC·CORNING, New York

SIE, Series 3, Series 6TO, Series 7, Series 55, Series 63, Series 65CFPClean record11 years registeredSOCHA FINANCIAL GROUP, LLC

181 EAST SECOND STREET, CORNING, NY 14830CRD# 5350145Firm CRD# 299263

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nina Graham Socha · CORNING, NY

Registration

CRD #5350145 · SOCHA FINANCIAL GROUP, LLC · 11 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH, INC.

Jun 2026 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 2025 – present

SOCHA FINANCIAL GROUP, LLC

May 2021 – Nov 2024

CORNING, NY

SOCHA FINANCIAL GROUP

Mar 2015 – Mar 2019

CORNING, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6TO

Series 7

Series 55

Series 63

Series 65

Registration record

First registered · March 24, 2015

Years registered · 11

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOCHA FINANCIAL GROUP, LLC

CRD 299263 · SEC 801-114654

AUM

$354M

Regulatory assets under management

Employees

754 client accounts

Services offered by SOCHA FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOCHA FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Nina Graham Socha offer?

Nina Graham Socha specializes in Financial Planning, Investment Management. Contact their office in CORNING, New York for a consultation.

What are Nina Graham Socha's credentials?

Nina Graham Socha holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Nina Graham Socha located?

Nina Graham Socha is based in CORNING, New York, working with SOCHA FINANCIAL GROUP, LLC. Their office serves clients in the CORNING metropolitan area and surrounding communities.

How does Nina Graham Socha charge for services?

Nina Graham Socha's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOCHA FINANCIAL GROUP, LLC?

SOCHA FINANCIAL GROUP, LLC has approximately 11 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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