Unclaimed Profile

Louis S Socha

NANCY A SOCHA & ASSOCIATES, LLC·CORNING, New York

Series 65Clean record17 years registeredNANCY A SOCHA & ASSOCIATES, LLC

181 EAST SECOND STREET, CORNING, NY 14830CRD# 4364228Firm CRD# 108120

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Louis S Socha · CORNING, NY

Registration

CRD #4364228 · NANCY A SOCHA & ASSOCIATES, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NANCY A SOCHA & ASSOCIATES, LLC

SOCHA FINANCIAL GROUP

Jan 2009 – Mar 2019

CORNING, NY

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 13, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NANCY A SOCHA & ASSOCIATES, LLC

CRD 108120 · SEC 801-55938

AUM

$239M

Regulatory assets under management

Employees

706 client accounts

Services offered by NANCY A SOCHA & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NANCY A SOCHA & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Louis S Socha offer?

Louis S Socha specializes in Financial Planning, Investment Management.

What are Louis S Socha's credentials?

Louis S Socha is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Louis S Socha located?

Louis S Socha is based in CORNING, New York, last registered with NANCY A SOCHA & ASSOCIATES, LLC.

How does Louis S Socha charge for services?

Louis S Socha's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NANCY A SOCHA & ASSOCIATES, LLC?

NANCY A SOCHA & ASSOCIATES, LLC has approximately 7 employees and manages $239M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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