AdvisorOS Directory
Claim Profile
Unclaimed Profile
MS

Michael Eric Socha

SOCHA FINANCIAL GROUP, LLC·CORNING, New York
SIE, Series 7, Series 63, Series 65Clean record11 years registeredSOCHA FINANCIAL GROUP, LLC
181 EAST SECOND STREET, CORNING, NY 14830CRD# 5402692Firm CRD# 299263

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Eric Socha · CORNING, NY
Registration
CRD #5402692 · SOCHA FINANCIAL GROUP, LLC · 11 years registered
Brand Profile
Not yet started
01

Career History

SOCHA FINANCIAL GROUP, LLC
May 2021 – present
SOCHA FINANCIAL GROUP
Mar 2015 – Mar 2019
CORNING, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · March 23, 2015
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SOCHA FINANCIAL GROUP, LLC
CRD 299263 · SEC 801-114654
AUM
$354M
Regulatory assets under management
Employees
11
754 client accounts
Services offered by SOCHA FINANCIAL GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SOCHA FINANCIAL GROUP, LLC →
Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CORNING?

Browse all registered financial advisors in CORNING, New York or claim this profile if it's yours.

Browse CORNING AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Michael Eric Socha offer?
Michael Eric Socha specializes in Financial Planning, Investment Management. Contact their office in CORNING, New York for a consultation.
What are Michael Eric Socha's credentials?
Michael Eric Socha is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Eric Socha located?
Michael Eric Socha is based in CORNING, New York, working with SOCHA FINANCIAL GROUP, LLC. Their office serves clients in the CORNING metropolitan area and surrounding communities.
How does Michael Eric Socha charge for services?
Michael Eric Socha's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOCHA FINANCIAL GROUP, LLC?
SOCHA FINANCIAL GROUP, LLC has approximately 11 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SOCHA FINANCIAL GROUP, LLC

Nina Graham Socha
CORNING, NY
CFP
Michelle Socha Vang
CORNING, NY
Jolie Mccarthy
CORNING, NY

More Advisors in CORNING, New York

Michael Barney Bono
BCK PARTNERS, INC.·CORNING, NY
Sarah Jean Creath
BCK PARTNERS, INC.·CORNING, NY
Paul Vincent Sydlansky
LAKE ROAD ADVISORS, LLC·CORNING, NY
Andrew Dale Barber
1271787 LLC·CORNING, NY
Katrina Marie Welker
IRVINE WEALTH PLANNING STRATEGIES, LLC·CORNING, NY
CFP
Louis S Socha
NANCY A SOCHA & ASSOCIATES, LLC·CORNING, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
NEW YORK (4737)ROCHESTER (141)PURCHASE (87)SYRACUSE (80)ALBANY (73)BUFFALO (72)GARDEN CITY (70)MELVILLE (67)PITTSFORD (65)WHITE PLAINS (60)
City Guides
NEW YORK GuideROCHESTER GuidePURCHASE GuideSYRACUSE GuideALBANY Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile