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Jolie Mccarthy

SOCHA FINANCIAL GROUP, LLC·CORNING, New York
Clean record12 years registeredSOCHA FINANCIAL GROUP, LLC
181 EAST SECOND STREET, CORNING, NY 14830CRD# 6171720Firm CRD# 299263

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jolie Mccarthy · CORNING, NY
Registration
CRD #6171720 · SOCHA FINANCIAL GROUP, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

SOCHA FINANCIAL GROUP, LLC
May 2021 – present
SOCHA FINANCIAL GROUP
Apr 2014 – Mar 2019
CORNING, NY
02

Registrations & Exams

Registration record
First registered · April 3, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SOCHA FINANCIAL GROUP, LLC
CRD 299263 · SEC 801-114654
AUM
$354M
Regulatory assets under management
Employees
11
754 client accounts
Services offered by SOCHA FINANCIAL GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SOCHA FINANCIAL GROUP, LLC →
Introduction

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05

Frequently Asked Questions

What services does Jolie Mccarthy offer?
Jolie Mccarthy specializes in Financial Planning, Investment Management. Contact their office in CORNING, New York for a consultation.
What are Jolie Mccarthy's credentials?
Jolie Mccarthy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jolie Mccarthy located?
Jolie Mccarthy is based in CORNING, New York, working with SOCHA FINANCIAL GROUP, LLC. Their office serves clients in the CORNING metropolitan area and surrounding communities.
How does Jolie Mccarthy charge for services?
Jolie Mccarthy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOCHA FINANCIAL GROUP, LLC?
SOCHA FINANCIAL GROUP, LLC has approximately 11 employees and manages $354M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SOCHA FINANCIAL GROUP, LLC

Nina Graham Socha
CORNING, NY
CFP
Michelle Socha Vang
CORNING, NY
Michael Eric Socha
CORNING, NY

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