Unclaimed Profile

Nancy Ann Socha

NANCY A SOCHA & ASSOCIATES, LLC·CORNING, New York

Series 7, Series 24, Series 63, Series 65Clean record20 years registeredNANCY A SOCHA & ASSOCIATES, LLC

181 EAST SECOND STREET, CORNING, NY 14830CRD# 1156261Firm CRD# 108120

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nancy Ann Socha · CORNING, NY

Registration

CRD #1156261 · NANCY A SOCHA & ASSOCIATES, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NANCY A SOCHA & ASSOCIATES, LLC

SOCHA FINANCIAL GROUP

Jun 2008 – Mar 2019

CORNING, NY

FSC SECURITIES CORPORATION

Feb 2006 – Oct 2009

CORNING, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 3, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NANCY A SOCHA & ASSOCIATES, LLC

CRD 108120 · SEC 801-55938

AUM

$239M

Regulatory assets under management

Employees

706 client accounts

Services offered by NANCY A SOCHA & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NANCY A SOCHA & ASSOCIATES, LLC →

Introduction

Speak with Nancy

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Nancy is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CORNING?

Browse all registered financial advisors in CORNING, New York or claim this profile if it's yours.

Browse CORNING Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Nancy Ann Socha offer?

Nancy Ann Socha specializes in Financial Planning, Investment Management.

What are Nancy Ann Socha's credentials?

Nancy Ann Socha is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nancy Ann Socha located?

Nancy Ann Socha is based in CORNING, New York, last registered with NANCY A SOCHA & ASSOCIATES, LLC.

How does Nancy Ann Socha charge for services?

Nancy Ann Socha's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NANCY A SOCHA & ASSOCIATES, LLC?

NANCY A SOCHA & ASSOCIATES, LLC has approximately 7 employees and manages $239M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →