Unclaimed Profile

Robert Francis Walsh

SOUND ASSET MANAGEMENT GROUP, LLC·BROOKLYN, New York

SIE, Series 7, Series 24, Series 63, Series 6523 years registeredSOUND ASSET MANAGEMENT GROUP, LLC

8754 BAY 16TH STREET, BROOKLYN, NY 11214CRD# 1236262Firm CRD# 145330

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Francis Walsh · BROOKLYN, NY

Registration

CRD #1236262 · SOUND ASSET MANAGEMENT GROUP, LLC · 23 years registered

Brand Profile

Not yet started

Career History

CENTAURUS FINANCIAL, INC.

May 2017 – present

AMERICAN PORTFOLIOS ADVISORS, INC

Mar 2013 – Jun 2017

HOLBROOK, NY

SOUND ASSET MANAGEMENT GROUP, LLC

Mar 2008 – Jan 2017

BRIDGEPORT, CT

SOUND ASSET MANAGEMENT, INC.

Jul 2005 – Mar 2008

BRIDGEPORT, CT

PFA/PINNACLE FINANCIAL ADVISORS

Dec 2002 – Dec 2004

WHITE PLAINS, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 9, 2002

Years registered · 23

Disclosure History

2002Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SOUND ASSET MANAGEMENT GROUP, LLC

CRD 145330 · SEC 801-68434

Employees

Total firm employees

Services offered by SOUND ASSET MANAGEMENT GROUP, LLC

Per Form ADV

Security ratings or pricing services

View all advisors at SOUND ASSET MANAGEMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Francis Walsh offer?

Robert Francis Walsh is a registered financial advisor in BROOKLYN, New York. Contact their office for details on services offered.

What are Robert Francis Walsh's credentials?

Robert Francis Walsh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Francis Walsh located?

Robert Francis Walsh is based in BROOKLYN, New York, working with SOUND ASSET MANAGEMENT GROUP, LLC. Their office serves clients in the BROOKLYN metropolitan area and surrounding communities.

How does Robert Francis Walsh charge for services?

Robert Francis Walsh's firm is compensated through other: marketing/promoter fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUND ASSET MANAGEMENT GROUP, LLC?

SOUND ASSET MANAGEMENT GROUP, LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

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