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Joseph Christopher Maiorano

SOUND ASSET MANAGEMENT GROUP, LLC·BROOKLYN, New York
SIE, Series 7, Series 63Clean record4 years registeredSOUND ASSET MANAGEMENT GROUP, LLC
8754 BAY 16TH STREET, BROOKLYN, NY 11214CRD# 2844350Firm CRD# 145330

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Christopher Maiorano · BROOKLYN, NY
Registration
CRD #2844350 · SOUND ASSET MANAGEMENT GROUP, LLC · 4 years registered
Brand Profile
Not yet started
01

Career History

SOUND ASSET MANAGEMENT GROUP, LLC
Sep 2021 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Registration record
First registered · September 16, 2021
Years registered · 4
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SOUND ASSET MANAGEMENT GROUP, LLC
CRD 145330 · SEC 801-68434
Employees
1
Total firm employees
Services offered by SOUND ASSET MANAGEMENT GROUP, LLC
Per Form ADV
Security ratings or pricing services
View all advisors at SOUND ASSET MANAGEMENT GROUP, LLC →
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05

Frequently Asked Questions

What services does Joseph Christopher Maiorano offer?
Joseph Christopher Maiorano is a registered financial advisor in BROOKLYN, New York. Contact their office for details on services offered.
What are Joseph Christopher Maiorano's credentials?
Joseph Christopher Maiorano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Christopher Maiorano located?
Joseph Christopher Maiorano is based in BROOKLYN, New York, working with SOUND ASSET MANAGEMENT GROUP, LLC. Their office serves clients in the BROOKLYN metropolitan area and surrounding communities.
How does Joseph Christopher Maiorano charge for services?
Joseph Christopher Maiorano's firm is compensated through other: marketing/promoter fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOUND ASSET MANAGEMENT GROUP, LLC?
SOUND ASSET MANAGEMENT GROUP, LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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