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James V. Mitchell

ROCKLEDGE ADVISORS LLC·BROOKLYN, New York
Unclaimed Profile
1171 DEAN STREET, BROOKLYN, NY 11216CRD# 5204601Firm CRD# 158086
01

About

James V. Mitchell is a registered financial advisor based in BROOKLYN, New York, affiliated with ROCKLEDGE ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
03

Firm Overview

Firm
ROCKLEDGE ADVISORS LLC
ROCKLEDGE ADVISORS LLC
AUM
$1M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at ROCKLEDGE ADVISORS LLC →
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5204601
Firm CRD# 158086
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James V. Mitchell offer?
James V. Mitchell specializes in Investment Management, Fee-Only Advisory. Contact their office in BROOKLYN, New York for a consultation.
What are James V. Mitchell's credentials?
James V. Mitchell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James V. Mitchell located?
James V. Mitchell is based in BROOKLYN, New York, working with ROCKLEDGE ADVISORS LLC. Their office serves clients in the BROOKLYN metropolitan area and surrounding communities.
How does James V. Mitchell charge for services?
James V. Mitchell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROCKLEDGE ADVISORS LLC?
ROCKLEDGE ADVISORS LLC has approximately 2 employees and manages $1M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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