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James V. Mitchell

ROCKLEDGE ADVISORS LLC·BROOKLYN, New York
SIE, Series 7, Series 7TO, Series 63Clean recordROCKLEDGE ADVISORS LLC
1171 DEAN STREET, BROOKLYN, NY 11216CRD# 5204601Firm CRD# 158086

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James V. Mitchell · BROOKLYN, NY
Registration
CRD #5204601 · ROCKLEDGE ADVISORS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ROCKLEDGE ADVISORS LLC
CRD 158086 · SEC 801-72482
AUM
$1M
Regulatory assets under management
Employees
2
1 client accounts
Services offered by ROCKLEDGE ADVISORS LLC
Per Form ADV
Portfolio management (pooled investments)
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at ROCKLEDGE ADVISORS LLC →
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Frequently Asked Questions

What services does James V. Mitchell offer?
James V. Mitchell specializes in Investment Management, Fee-Only Advisory. Contact their office in BROOKLYN, New York for a consultation.
What are James V. Mitchell's credentials?
James V. Mitchell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James V. Mitchell located?
James V. Mitchell is based in BROOKLYN, New York, working with ROCKLEDGE ADVISORS LLC. Their office serves clients in the BROOKLYN metropolitan area and surrounding communities.
How does James V. Mitchell charge for services?
James V. Mitchell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROCKLEDGE ADVISORS LLC?
ROCKLEDGE ADVISORS LLC has approximately 2 employees and manages $1M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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