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Ravi (nmn) Malhotra

OAK & REED CAPITAL MANAGEMENT, LLC·BROOKLYN, New York
Series 7, Series 63, Series 66Clean record21 years registeredOAK & REED CAPITAL MANAGEMENT, LLC
122 ASHLAND PLACE, APT # 16J, BROOKLYN, NY 11201CRD# 2857898Firm CRD# 158867

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ravi (nmn) Malhotra · BROOKLYN, NY
Registration
CRD #2857898 · OAK & REED CAPITAL MANAGEMENT, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

OAK & REED CAPITAL MANAGEMENT, LLC
Feb 2012 – present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Jul 2005 – Dec 2011
NEW YORK, NY
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 66
Registration record
First registered · July 21, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
OAK & REED CAPITAL MANAGEMENT, LLC
CRD 158867 · SEC 801-72921
AUM
$11M
Regulatory assets under management
Services offered by OAK & REED CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at OAK & REED CAPITAL MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Ravi (nmn) Malhotra offer?
Ravi (nmn) Malhotra specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BROOKLYN, New York for a consultation.
What are Ravi (nmn) Malhotra's credentials?
Ravi (nmn) Malhotra is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ravi (nmn) Malhotra located?
Ravi (nmn) Malhotra is based in BROOKLYN, New York, working with OAK & REED CAPITAL MANAGEMENT, LLC. Their office serves clients in the BROOKLYN metropolitan area and surrounding communities.
How does Ravi (nmn) Malhotra charge for services?
Ravi (nmn) Malhotra's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OAK & REED CAPITAL MANAGEMENT, LLC?
OAK & REED CAPITAL MANAGEMENT, LLC is a registered investment adviser with the SEC, managing $11M in regulatory assets under management. See their Form ADV for full details.
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