Unclaimed Profile

Kathleen B Lynch

UBS FINANCIAL SERVICES INC.·WEEHAWKEN, New Jersey

UBS FINANCIAL SERVICES INC.

1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086CRD# 5653703Firm CRD# 8174

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen B Lynch · WEEHAWKEN, NJ

Registration

CRD #5653703 · UBS FINANCIAL SERVICES INC.

Brand Profile

Not yet started

Disclosure history

23 disclosures on file · See FINRA BrokerCheck for full record

About

Kathleen B Lynch is a registered financial advisor based in WEEHAWKEN, New Jersey, affiliated with UBS FINANCIAL SERVICES INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Financial Education

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

Speak with Kathleen B

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kathleen B is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

UBS FINANCIAL SERVICES INC.

AUM

$702.4B

Regulatory assets under management

Employees

12701

Total firm employees

View all advisors at UBS FINANCIAL SERVICES INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Educational seminars/workshops

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Other: SEE SCHEDULE D - MISCELLANEOUS

Regulatory

SEC/IARD CRD# 5653703

Firm CRD# 8174

View on FINRA BrokerCheck →

Looking for a financial advisor in WEEHAWKEN?

Browse all registered financial advisors in WEEHAWKEN, New Jersey or claim this profile if it's yours.

Browse WEEHAWKEN Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kathleen B Lynch offer?

Kathleen B Lynch specializes in Financial Planning, Investment Management, Wealth Management, Financial Education. Contact their office in WEEHAWKEN, New Jersey for a consultation.

What are Kathleen B Lynch's credentials?

Kathleen B Lynch is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathleen B Lynch located?

Kathleen B Lynch is based in WEEHAWKEN, New Jersey, working with UBS FINANCIAL SERVICES INC.. Their office serves clients in the WEEHAWKEN metropolitan area and surrounding communities.

How does Kathleen B Lynch charge for services?

Kathleen B Lynch's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: see schedule d - miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UBS FINANCIAL SERVICES INC.?

UBS FINANCIAL SERVICES INC. has approximately 12701 employees and manages $702.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →