AdvisorOS Directory
Claim Profile
Unclaimed Profile
KL

Kathleen B Lynch

UBS FINANCIAL SERVICES INC.·WEEHAWKEN, New Jersey
SIE, Series 10, Series 24, Series 57TO, Series 87Clean recordUBS FINANCIAL SERVICES INC.
1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086CRD# 5653703Firm CRD# 8174

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen B Lynch · WEEHAWKEN, NJ
Registration
CRD #5653703 · UBS FINANCIAL SERVICES INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 10
Series 24
Series 57TO
Series 87
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163
AUM
$702.4B
Regulatory assets under management
Employees
12,701
1,093,486 client accounts
Services offered by UBS FINANCIAL SERVICES INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Educational seminars/workshops
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at UBS FINANCIAL SERVICES INC. →
Introduction

Speak with Kathleen B

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kathleen B is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WEEHAWKEN?

Browse all registered financial advisors in WEEHAWKEN, New Jersey or claim this profile if it's yours.

Browse WEEHAWKEN AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Kathleen B Lynch offer?
Kathleen B Lynch specializes in Financial Planning, Investment Management, Wealth Management, Financial Education. Contact their office in WEEHAWKEN, New Jersey for a consultation.
What are Kathleen B Lynch's credentials?
Kathleen B Lynch is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen B Lynch located?
Kathleen B Lynch is based in WEEHAWKEN, New Jersey, working with UBS FINANCIAL SERVICES INC.. Their office serves clients in the WEEHAWKEN metropolitan area and surrounding communities.
How does Kathleen B Lynch charge for services?
Kathleen B Lynch's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: see schedule d - miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UBS FINANCIAL SERVICES INC.?
UBS FINANCIAL SERVICES INC. has approximately 12701 employees and manages $702.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at UBS FINANCIAL SERVICES INC.

Brent Henricksen Taylor
WEEHAWKEN, NJ
William Patrick Frey
WEEHAWKEN, NJ
John J. Brown
WEEHAWKEN, NJ
John Jerome Iii Mcdermott
WEEHAWKEN, NJ
Edvard Olsen
WEEHAWKEN, NJ
Catherine Ann Newcomb
WEEHAWKEN, NJ

More Advisors in WEEHAWKEN, New Jersey

Helene Narcy
UBS FINANCIAL SERVICES INC.·WEEHAWKEN, NJ
Joseph Somma
UBS FINANCIAL SERVICES INC.·WEEHAWKEN, NJ
Kristen Michelle Dugan
UBS FINANCIAL SERVICES INC.·WEEHAWKEN, NJ
Lance Walter Deal
UBS FINANCIAL SERVICES INC.·WEEHAWKEN, NJ
Paul Martin Hatch
UBS FINANCIAL SERVICES INC.·WEEHAWKEN, NJ
Amy E Fainsbert
UBS FINANCIAL SERVICES INC.·WEEHAWKEN, NJ

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New Jersey
JERSEY CITY (80)SUMMIT (74)PRINCETON (68)RED BANK (66)NEWARK (57)MORRISTOWN (55)PARSIPPANY (50)CHATHAM (31)WESTWOOD (25)PARAMUS (24)
City Guides
JERSEY CITY GuideSUMMIT GuidePRINCETON GuideRED BANK GuideNEWARK Guide
Research
Advisor Fees in New JerseyNational Fee Analysis
Request removal of this profile