Unclaimed Profile

John J. Brown

UBS FINANCIAL SERVICES INC.·WEEHAWKEN, New Jersey

SIE, Series 7, Series 7TO, Series 24, Series 55, Series 63Clean record22 years registeredUBS FINANCIAL SERVICES INC.

1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086CRD# 1045997Firm CRD# 8174

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John J. Brown · WEEHAWKEN, NJ

Registration

CRD #1045997 · UBS FINANCIAL SERVICES INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Feb 2010 – Oct 2015

WEEHAWKEN, NJ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 2004 – Jun 2009

NEW YORK,, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 55

Series 63

Registration record

First registered · July 22, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UBS FINANCIAL SERVICES INC.

CRD 8174 · SEC 801-7163

AUM

$702.4B

Regulatory assets under management

Employees

12,701

1,093,486 client accounts

Services offered by UBS FINANCIAL SERVICES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Educational seminars/workshops

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at UBS FINANCIAL SERVICES INC. →

Introduction

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Frequently Asked Questions

What services does John J. Brown offer?

John J. Brown specializes in Financial Planning, Investment Management, Wealth Management, Financial Education.

What are John J. Brown's credentials?

John J. Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John J. Brown located?

John J. Brown is based in WEEHAWKEN, New Jersey, last registered with UBS FINANCIAL SERVICES INC..

How does John J. Brown charge for services?

John J. Brown's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: see schedule d - miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UBS FINANCIAL SERVICES INC.?

UBS FINANCIAL SERVICES INC. has approximately 12701 employees and manages $702.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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