Unclaimed Profile

Catherine Ann Newcomb

UBS FINANCIAL SERVICES INC.·WEEHAWKEN, New Jersey

UBS FINANCIAL SERVICES INC.

1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086CRD# 4517197Firm CRD# 8174

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine Ann Newcomb · WEEHAWKEN, NJ

Registration

CRD #4517197 · UBS FINANCIAL SERVICES INC.

Brand Profile

Not yet started

Disclosure history

23 disclosures on file · See FINRA BrokerCheck for full record

About

Catherine Ann Newcomb is a registered financial advisor based in WEEHAWKEN, New Jersey, affiliated with UBS FINANCIAL SERVICES INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Financial Education

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

UBS FINANCIAL SERVICES INC.

AUM

$702.4B

Regulatory assets under management

Employees

12701

Total firm employees

View all advisors at UBS FINANCIAL SERVICES INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Educational seminars/workshops

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Other: SEE SCHEDULE D - MISCELLANEOUS

Regulatory

SEC/IARD CRD# 4517197

Firm CRD# 8174

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Catherine Ann Newcomb offer?

Catherine Ann Newcomb specializes in Financial Planning, Investment Management, Wealth Management, Financial Education. Contact their office in WEEHAWKEN, New Jersey for a consultation.

What are Catherine Ann Newcomb's credentials?

Catherine Ann Newcomb is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine Ann Newcomb located?

Catherine Ann Newcomb is based in WEEHAWKEN, New Jersey, working with UBS FINANCIAL SERVICES INC.. Their office serves clients in the WEEHAWKEN metropolitan area and surrounding communities.

How does Catherine Ann Newcomb charge for services?

Catherine Ann Newcomb's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: see schedule d - miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UBS FINANCIAL SERVICES INC.?

UBS FINANCIAL SERVICES INC. has approximately 12701 employees and manages $702.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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