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Lance Walter Deal

UBS FINANCIAL SERVICES INC.·WEEHAWKEN, New Jersey
Series 27Clean recordUBS FINANCIAL SERVICES INC.
1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086CRD# 2478522Firm CRD# 8174

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lance Walter Deal · WEEHAWKEN, NJ
Registration
CRD #2478522 · UBS FINANCIAL SERVICES INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 27
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163
AUM
$702.4B
Regulatory assets under management
Employees
12,701
1,093,486 client accounts
Services offered by UBS FINANCIAL SERVICES INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Educational seminars/workshops
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at UBS FINANCIAL SERVICES INC. →
Introduction

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04

Frequently Asked Questions

What services does Lance Walter Deal offer?
Lance Walter Deal specializes in Financial Planning, Investment Management, Wealth Management, Financial Education. Contact their office in WEEHAWKEN, New Jersey for a consultation.
What are Lance Walter Deal's credentials?
Lance Walter Deal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lance Walter Deal located?
Lance Walter Deal is based in WEEHAWKEN, New Jersey, working with UBS FINANCIAL SERVICES INC.. Their office serves clients in the WEEHAWKEN metropolitan area and surrounding communities.
How does Lance Walter Deal charge for services?
Lance Walter Deal's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: see schedule d - miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UBS FINANCIAL SERVICES INC.?
UBS FINANCIAL SERVICES INC. has approximately 12701 employees and manages $702.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at UBS FINANCIAL SERVICES INC.

Brent Henricksen Taylor
WEEHAWKEN, NJ
William Patrick Frey
WEEHAWKEN, NJ
John J. Brown
WEEHAWKEN, NJ
John Jerome Iii Mcdermott
WEEHAWKEN, NJ
Edvard Olsen
WEEHAWKEN, NJ
Joseph Somma
WEEHAWKEN, NJ

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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New Jersey
JERSEY CITY (80)SUMMIT (74)PRINCETON (68)RED BANK (66)NEWARK (57)MORRISTOWN (55)PARSIPPANY (50)CHATHAM (31)WESTWOOD (25)PARAMUS (24)
City Guides
JERSEY CITY GuideSUMMIT GuidePRINCETON GuideRED BANK GuideNEWARK Guide
Research
Advisor Fees in New JerseyNational Fee Analysis
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