Unclaimed Profile

Mark Laing Lichtenfeld

TRANSCEND WEALTH COLLECTIVE, LLC·SHORT HILLS, New Jersey

SIE, Series 3, Series 7, Series 31, Series 63, Series 6524 years registeredTRANSCEND WEALTH COLLECTIVE, LLC

51 JFK PARKWAY, SHORT HILLS, NJ 07078CRD# 2762708Firm CRD# 299723

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Laing Lichtenfeld · SHORT HILLS, NJ

Registration

CRD #2762708 · TRANSCEND WEALTH COLLECTIVE, LLC · 24 years registered

Brand Profile

Not yet started

Career History

TRANSCEND CAPITAL ADVISORS, LLC

Jan 2019 – present

UBS FINANCIAL SERVICES INC.

Feb 2009 – Jan 2019

FLORHAM PARK, NJ

CITIGROUP GLOBAL MARKETS INC.

Jan 2006 – Mar 2009

MORRISTOWN, NJ

RBC DAIN RAUSCHER INC.

May 2002 – Jan 2006

FLORHAM PARK, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · May 20, 2002

Years registered · 24

Disclosure History

2019Customer Dispute·Settled

2012Customer Dispute·Denied

2003Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TRANSCEND CAPITAL ADVISORS, LLC

CRD 299723 · SEC 801-114435

AUM

$2.9B

Regulatory assets under management

Employees

4,468 client accounts

Services offered by TRANSCEND CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRANSCEND CAPITAL ADVISORS, LLC →

Introduction

Speak with Mark

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Mark is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SHORT HILLS?

Browse all registered financial advisors in SHORT HILLS, New Jersey or claim this profile if it's yours.

Browse SHORT HILLS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Mark Laing Lichtenfeld offer?

Mark Laing Lichtenfeld specializes in Financial Planning, Investment Management. Contact their office in SHORT HILLS, New Jersey for a consultation.

What are Mark Laing Lichtenfeld's credentials?

Mark Laing Lichtenfeld is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Laing Lichtenfeld located?

Mark Laing Lichtenfeld is based in SHORT HILLS, New Jersey, working with TRANSCEND WEALTH COLLECTIVE, LLC. Their office serves clients in the SHORT HILLS metropolitan area and surrounding communities.

How does Mark Laing Lichtenfeld charge for services?

Mark Laing Lichtenfeld's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRANSCEND WEALTH COLLECTIVE, LLC?

TRANSCEND WEALTH COLLECTIVE, LLC has approximately 39 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →