Unclaimed Profile

Eric Robert Schwartz

TRANSCEND WEALTH COLLECTIVE, LLC·SHORT HILLS, New Jersey

SIE, Series 7, Series 31, Series 63, Series 6520 years registeredTRANSCEND WEALTH COLLECTIVE, LLC

51 JFK PARKWAY, SHORT HILLS, NJ 07078CRD# 2273076Firm CRD# 299723

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric Robert Schwartz · SHORT HILLS, NJ

Registration

CRD #2273076 · TRANSCEND WEALTH COLLECTIVE, LLC · 20 years registered

Brand Profile

Not yet started

Career History

TRANSCEND CAPITAL ADVISORS, LLC

Jan 2019 – present

UBS FINANCIAL SERVICES INC.

Feb 2009 – Jan 2019

FLORHAM PARK, NJ

CITIGROUP GLOBAL MARKETS INC.

May 2006 – Mar 2009

MORRISTOWN, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · May 1, 2006

Years registered · 20

Disclosure History

2022Customer Dispute·Settled

2019Customer Dispute·Denied

2019Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TRANSCEND CAPITAL ADVISORS, LLC

CRD 299723 · SEC 801-114435

AUM

$2.9B

Regulatory assets under management

Employees

4,468 client accounts

Services offered by TRANSCEND CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRANSCEND CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Eric Robert Schwartz offer?

Eric Robert Schwartz specializes in Financial Planning, Investment Management. Contact their office in SHORT HILLS, New Jersey for a consultation.

What are Eric Robert Schwartz's credentials?

Eric Robert Schwartz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric Robert Schwartz located?

Eric Robert Schwartz is based in SHORT HILLS, New Jersey, working with TRANSCEND WEALTH COLLECTIVE, LLC. Their office serves clients in the SHORT HILLS metropolitan area and surrounding communities.

How does Eric Robert Schwartz charge for services?

Eric Robert Schwartz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRANSCEND WEALTH COLLECTIVE, LLC?

TRANSCEND WEALTH COLLECTIVE, LLC has approximately 39 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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