Unclaimed Profile

James Francis Baka

TRANSCEND CAPITAL ADVISORS, LLC·MADISON, New Jersey

Clean recordTRANSCEND CAPITAL ADVISORS, LLC

175 PARK AVENUE, MADISON, NJ 07940CRD# 2068491Firm CRD# 299723

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Francis Baka · MADISON, NJ

Registration

CRD #2068491 · TRANSCEND CAPITAL ADVISORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Francis Baka is a registered financial advisor based in MADISON, New Jersey, affiliated with TRANSCEND CAPITAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

TRANSCEND CAPITAL ADVISORS, LLC

AUM

$2.9B

Regulatory assets under management

Employees

Total firm employees

View all advisors at TRANSCEND CAPITAL ADVISORS, LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 2068491

Firm CRD# 299723

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Francis Baka offer?

James Francis Baka specializes in Financial Planning, Investment Management. Contact their office in MADISON, New Jersey for a consultation.

What are James Francis Baka's credentials?

James Francis Baka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Francis Baka located?

James Francis Baka is based in MADISON, New Jersey, working with TRANSCEND CAPITAL ADVISORS, LLC. Their office serves clients in the MADISON metropolitan area and surrounding communities.

How does James Francis Baka charge for services?

James Francis Baka's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRANSCEND CAPITAL ADVISORS, LLC?

TRANSCEND CAPITAL ADVISORS, LLC has approximately 39 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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