Unclaimed Profile

Peter L Maltin

MALTIN WEALTH MANAGEMENT, INC.·RIDGEWOOD, New Jersey

Series 7, Series 31, Series 65, Series 6621 years registeredMALTIN WEALTH MANAGEMENT, INC.

294 WEST END AVE, RIDGEWOOD, NJ 07450CRD# 4216725Firm CRD# 164330

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter L Maltin · RIDGEWOOD, NJ

Registration

CRD #4216725 · MALTIN WEALTH MANAGEMENT, INC. · 21 years registered

Brand Profile

Not yet started

Career History

MALTIN WEALTH MANAGEMENT, INC.

Sep 2012 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2005 – Sep 2012

PARAMUS, NJ

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 65

Series 66

Registration record

First registered · February 21, 2005

Years registered · 21

Disclosure History

2009Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MALTIN WEALTH MANAGEMENT, INC.

CRD 164330 · SEC 801-77022

AUM

$356M

Regulatory assets under management

Employees

1,082 client accounts

Services offered by MALTIN WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MALTIN WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Peter L Maltin offer?

Peter L Maltin specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in RIDGEWOOD, New Jersey for a consultation.

What are Peter L Maltin's credentials?

Peter L Maltin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter L Maltin located?

Peter L Maltin is based in RIDGEWOOD, New Jersey, working with MALTIN WEALTH MANAGEMENT, INC.. Their office serves clients in the RIDGEWOOD metropolitan area and surrounding communities.

How does Peter L Maltin charge for services?

Peter L Maltin's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MALTIN WEALTH MANAGEMENT, INC.?

MALTIN WEALTH MANAGEMENT, INC. has approximately 5 employees and manages $356M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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