Unclaimed Profile

James Thomas Parks

PARKS WEALTH MANAGEMENT, INC.·RIDGEWOOD, New Jersey

SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFPClean record24 years registeredPARKS WEALTH MANAGEMENT, INC.

148 PROSPECT STREET, RIDGEWOOD, NJ 07450CRD# 2211516Firm CRD# 311792

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Thomas Parks · RIDGEWOOD, NJ

Registration

CRD #2211516 · PARKS WEALTH MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

PRIVATE ADVISOR GROUP, LLC

Sep 2022 – present

LPL FINANCIAL LLC

May 2002 – present

PARKS FINANCIAL MANAGEMENT

Nov 2003 – Nov 2006

NORTH HALEDON, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 22, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PARKS WEALTH MANAGEMENT, INC.

CRD 311792 · SEC 801-120023

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by PARKS WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PARKS WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does James Thomas Parks offer?

James Thomas Parks specializes in Financial Planning, Investment Management. Contact their office in RIDGEWOOD, New Jersey for a consultation.

What are James Thomas Parks's credentials?

James Thomas Parks holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Thomas Parks located?

James Thomas Parks is based in RIDGEWOOD, New Jersey, working with PARKS WEALTH MANAGEMENT, INC.. Their office serves clients in the RIDGEWOOD metropolitan area and surrounding communities.

How does James Thomas Parks charge for services?

James Thomas Parks's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARKS WEALTH MANAGEMENT, INC.?

PARKS WEALTH MANAGEMENT, INC. has approximately 6 employees. The firm is registered with the SEC as an investment adviser.

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