Unclaimed Profile

John M Barrett

RLP WEALTH ADVISORS, LLC·RIDGEWOOD, New Jersey

SIE, Series 7, Series 24, Series 63, Series 66CFPClean record13 years registeredRLP WEALTH ADVISORS, LLC

215 EAST RIDGEWOOD AVE, RIDGEWOOD, NJ 07450CRD# 2220687Firm CRD# 289841

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John M Barrett · RIDGEWOOD, NJ

Registration

CRD #2220687 · RLP WEALTH ADVISORS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RLP WEALTH ADVISORS, LLC

RLP WEALTH ADVISORS, LLC

Jul 2019 – Dec 2019

New York, NY

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jun 2017 – Nov 2017

BOCA RATON, FL

M&T SECURITIES, INC.

Feb 2015 – Feb 2016

NORWALK, CT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jan 2013 – Nov 2014

GREENWICH, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · January 8, 2013

Years registered · 13

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RLP WEALTH ADVISORS, LLC

CRD 289841 · SEC 801-111718

AUM

$476M

Regulatory assets under management

Employees

875 client accounts

Services offered by RLP WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at RLP WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John M Barrett offer?

John M Barrett specializes in Financial Planning, Investment Management.

What are John M Barrett's credentials?

John M Barrett holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John M Barrett located?

John M Barrett is based in RIDGEWOOD, New Jersey, last registered with RLP WEALTH ADVISORS, LLC.

How does John M Barrett charge for services?

John M Barrett's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RLP WEALTH ADVISORS, LLC?

RLP WEALTH ADVISORS, LLC has approximately 8 employees and manages $476M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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