Unclaimed Profile

Joseph Michael Lanza

VISION RETIREMENT, LLC·RIDGEWOOD, New Jersey

SIE, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 6324 years registeredVISION RETIREMENT, LLC

171 EAST RIDGEWOOD AVENUE, RIDGEWOOD, NJ 07450CRD# 1265899Firm CRD# 173064

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Michael Lanza · RIDGEWOOD, NJ

Registration

CRD #1265899 · VISION RETIREMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

VISION RETIREMENT

Nov 2024 – present

LPL FINANCIAL LLC

Feb 2025 – Apr 2025

RIDGEWOOD, NJ

LPL FINANCIAL LLC

Sep 2018 – Feb 2025

RIDGEWOOD, NJ

SAGEPOINT FINANCIAL, INC.

Oct 2005 – Sep 2018

RIDGEWOOD, NJ

SENTRA SECURITIES CORP

Jun 2002 – Oct 2005

RIDGEWOOD, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Registration record

First registered · June 24, 2002

Years registered · 24

Disclosure History

2026Customer Dispute·Denied

2002Customer Dispute·Settled

2001Customer Dispute·Award / Judgment

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

VISION RETIREMENT, LLC

CRD 173064 · SEC 801-126524

AUM

$142M

Regulatory assets under management

Employees

620 client accounts

Services offered by VISION RETIREMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VISION RETIREMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Michael Lanza offer?

Joseph Michael Lanza specializes in Financial Planning, Investment Management. Contact their office in RIDGEWOOD, New Jersey for a consultation.

What are Joseph Michael Lanza's credentials?

Joseph Michael Lanza is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Michael Lanza located?

Joseph Michael Lanza is based in RIDGEWOOD, New Jersey, working with VISION RETIREMENT, LLC. Their office serves clients in the RIDGEWOOD metropolitan area and surrounding communities.

How does Joseph Michael Lanza charge for services?

Joseph Michael Lanza's firm is compensated through percentage of aum, hourly charges, subscription fees, other: subscription services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VISION RETIREMENT, LLC?

VISION RETIREMENT, LLC has approximately 14 employees and manages $142M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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