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James Daniel Iii Vaughan

VAUGHAN AND COMPANY SECURITIES, INC.·RIDGEWOOD, New Jersey
Unclaimed Profile
68 PASSAIC STREET, RIDGEWOOD, NJ 07450-9901CRD# 1330813Firm CRD# 18826
01

About

James Daniel Iii Vaughan is a registered financial advisor based in RIDGEWOOD, New Jersey, affiliated with VAUGHAN AND COMPANY SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
VAUGHAN AND COMPANY SECURITIES, INC.
VAUGHAN AND COMPANY SECURITIES, INC.
AUM
$250M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at VAUGHAN AND COMPANY SECURITIES, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
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Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: SELECTION OF TPMM
Regulatory
SEC/IARD CRD# 1330813
Firm CRD# 18826
5 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Daniel Iii Vaughan offer?
James Daniel Iii Vaughan specializes in Financial Planning, Investment Management. Contact their office in RIDGEWOOD, New Jersey for a consultation.
What are James Daniel Iii Vaughan's credentials?
James Daniel Iii Vaughan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Daniel Iii Vaughan located?
James Daniel Iii Vaughan is based in RIDGEWOOD, New Jersey, working with VAUGHAN AND COMPANY SECURITIES, INC.. Their office serves clients in the RIDGEWOOD metropolitan area and surrounding communities.
How does James Daniel Iii Vaughan charge for services?
James Daniel Iii Vaughan's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: selection of tpmm. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VAUGHAN AND COMPANY SECURITIES, INC.?
VAUGHAN AND COMPANY SECURITIES, INC. has approximately 7 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in RIDGEWOOD
James Daniel Vaughan — VAUGHAN AND COMPANY SECURITIES, INC.David Jonathan Lieberman — ADVISORS CAPITAL MANAGEMENT, LLCMichael Carmen Scott — FARMSTEAD CAPITAL MANAGEMENT, LLCRobert Karl Ross — ADVISORS CAPITAL MANAGEMENT, LLCRichard C Kang — EMERGING GLOBAL ADVISORS, LLC
Nearby cities in New Jersey
PRINCETON (218)NEWARK (200)SUMMIT (178)JERSEY CITY (156)RED BANK (136)
City Guides
PRINCETON GuideNEWARK GuideSUMMIT GuideJERSEY CITY GuideRED BANK Guide
Research
Advisor Fees in New JerseyNational Fee Analysis
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