VAUGHAN AND COMPANY SECURITIES, INC.

RIDGEWOOD, New Jersey·2 registered advisors·CRD# 18826
SEC# 801-1187570201 444-1361
01

Firm Overview

AUM
$250M
Regulatory assets under management
Employees
7
Total firm employees
Advisors
2
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: SELECTION OF TPMM
03

Specialties

Financial PlanningInvestment Management
04

Advisors at VAUGHAN AND COMPANY SECURITIES, INC.

2 registered advisors
James Daniel Iii Vaughan
RIDGEWOOD, New Jersey
James Daniel Vaughan
RIDGEWOOD, New Jersey
05

Office Locations

RIDGEWOOD, New Jersey
2 advisors

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Data sourced from SEC Form ADV filings. VAUGHAN AND COMPANY SECURITIES, INC. (CRD# 18826) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.