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Karen Elizabeth Mcquiston

PGIM, INC.·NEWARK, New Jersey
Clean recordPGIM, INC.
655 BROAD ST., NEWARK, NJ 07102CRD# 2919718Firm CRD# 105676

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Karen Elizabeth Mcquiston · NEWARK, NJ
Registration
CRD #2919718 · PGIM, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Karen Elizabeth Mcquiston is a registered financial advisor based in NEWARK, New Jersey, affiliated with PGIM, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
PGIM, INC.
PGIM, INC.
AUM
$1014.7B
Regulatory assets under management
Employees
1705
Total firm employees
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
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Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: COST BASIS FOR CERTAIN AFFILIATED PARTIES, AND TRANSACTION FEES
Regulatory
SEC/IARD CRD# 2919718
Firm CRD# 105676
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Karen Elizabeth Mcquiston offer?
Karen Elizabeth Mcquiston specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEWARK, New Jersey for a consultation.
What are Karen Elizabeth Mcquiston's credentials?
Karen Elizabeth Mcquiston is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karen Elizabeth Mcquiston located?
Karen Elizabeth Mcquiston is based in NEWARK, New Jersey, working with PGIM, INC.. Their office serves clients in the NEWARK metropolitan area and surrounding communities.
How does Karen Elizabeth Mcquiston charge for services?
Karen Elizabeth Mcquiston's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: cost basis for certain affiliated parties, and transaction fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PGIM, INC.?
PGIM, INC. has approximately 1705 employees and manages $1014.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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