Unclaimed Profile

Karen Elizabeth Mcquiston

PGIM, INC.·NEWARK, New Jersey

SIE, Series 3, Series 7, Series 24, Series 63, Series 65CFAClean record7 years registeredPGIM, INC.

655 BROAD ST., NEWARK, NJ 07102CRD# 2919718Firm CRD# 105676

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Elizabeth Mcquiston · NEWARK, NJ

Registration

CRD #2919718 · PGIM, INC. · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PGIM, INC.

BLACKROCK INVESTMENT MANAGEMENT, LLC

Nov 2018 – Jan 2022

New York, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 7, 2018

Years registered · 7

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PGIM, INC.

CRD 105676 · SEC 801-22808

AUM

$1014.7B

Regulatory assets under management

Employees

1,705

1,021 client accounts

Services offered by PGIM, INC.

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

Nonprofits & Foundations

View all advisors at PGIM, INC. →

Introduction

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Frequently Asked Questions

What services does Karen Elizabeth Mcquiston offer?

Karen Elizabeth Mcquiston specializes in Investment Management, Retirement Planning, Wealth Management.

What are Karen Elizabeth Mcquiston's credentials?

Karen Elizabeth Mcquiston holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Karen Elizabeth Mcquiston located?

Karen Elizabeth Mcquiston is based in NEWARK, New Jersey, last registered with PGIM, INC..

How does Karen Elizabeth Mcquiston charge for services?

Karen Elizabeth Mcquiston's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: cost basis for certain affiliated parties, and transaction fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PGIM, INC.?

PGIM, INC. has approximately 1705 employees and manages $1014.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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