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PGIM, INC.
PGIM, INC.
NEWARK, New Jersey
·
6 registered advisors
·
CRD# 105676
SEC# 801-22808
15
973-367-6335
01
Firm Overview
AUM
$1014.7B
Regulatory assets under management
Employees
1705
Total firm employees
Advisors
6
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: COST BASIS FOR CERTAIN AFFILIATED PARTIES, AND TRANSACTION FEES
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at PGIM, INC.
6 registered advisors
Allen Arthur Weaver
NEWARK, New Jersey
CRD# 4188933
James Joseph Sullivan
NEWARK, New Jersey
CRD# 2402110
John Theodore Doscher
NEWARK, New Jersey
CRD# 1366586
Karen Elizabeth Mcquiston
NEWARK, New Jersey
CFA
CRD# 2919718
Mathew Robert Douglass
NEWARK, New Jersey
CRD# 2516114
Michael Keith Lillard
NEWARK, New Jersey
CRD# 4001592
05
Office Locations
NEWARK, New Jersey
6 advisors
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Data sourced from SEC Form ADV filings. PGIM, INC. (CRD# 105676) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.