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PGIM, INC.
PGIM, INC.
NEWARK, New Jersey
·
23 registered advisors
·
CRD# 105676
SEC# 801-22808
15
973-367-6335
01
Firm Overview
AUM
$1014.7B
Regulatory assets under management
Employees
1705
Total firm employees
Advisors
23
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: COST BASIS FOR CERTAIN AFFILIATED PARTIES, AND TRANSACTION FEES
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at PGIM, INC.
23 registered advisors
Allen Arthur Weaver
NEWARK, New Jersey
CRD# 4188933
Betsy Lynn Friedman
NEWARK, New Jersey
CRD# 4348376
Catherine Marcus
NEWARK, New Jersey
CRD# 7815369
Catherine Verhoff
NEWARK, New Jersey
CRD# 5906333
Chad Alan Earnst
NEWARK, New Jersey
CRD# 6397459
David Arthur Twardock
NEWARK, New Jersey
CRD# 4578966
David Malcolm Durning
NEWARK, New Jersey
CRD# 1706054
Dennis Miles Kass
NEWARK, New Jersey
CRD# 1244371
Eric Bernard Collinet-Adler
NEWARK, New Jersey
CRD# 6016723
James Joseph Sullivan
NEWARK, New Jersey
CRD# 2402110
James William Mccarthy
NEWARK, New Jersey
CRD# 5242893
Joel Allen Smith
NEWARK, New Jersey
CRD# 5512864
John Este Zoltan Vibert
NEWARK, New Jersey
CRD# 2425424
John Martin Ewing
NEWARK, New Jersey
CRD# 6611155
John Theodore Doscher
NEWARK, New Jersey
CRD# 1366586
Karen Elizabeth Mcquiston
NEWARK, New Jersey
CRD# 2919718
Mathew Robert Douglass
NEWARK, New Jersey
CRD# 2516114
Matthew Fitzgerald
NEWARK, New Jersey
CRD# 1850159
Maureen Baker Fialcowitz
NEWARK, New Jersey
CRD# 4348380
Michael Keith Lillard
NEWARK, New Jersey
CRD# 4001592
Raimondo Amabile
NEWARK, New Jersey
CRD# 6193851
Teresa Mary Gibbons Gilbreath
NEWARK, New Jersey
CRD# 2007450
Wiley S Adams
NEWARK, New Jersey
CRD# 5900743
05
Office Locations
NEWARK, New Jersey
23 advisors
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Data sourced from SEC Form ADV filings. PGIM, INC. (CRD# 105676) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.