Unclaimed Profile

Robert Guerra

GUERRA PAN ADVISORS, LLC·MONTCLAIR, New Jersey

SIE, Series 7, Series 63, Series 65, Series 66Clean record19 years registeredGUERRA PAN ADVISORS, LLC

572 VALLEY ROAD, MONTCLAIR, NJ 07043CRD# 4419498Firm CRD# 313489

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Guerra · MONTCLAIR, NJ

Registration

CRD #4419498 · GUERRA PAN ADVISORS, LLC · 19 years registered

Brand Profile

Not yet started

Career History

GUERRA PAN ADVISORS, LLC

Aug 2021 – present

ALDEN CAPITAL

Jul 2019 – Aug 2021

Montclair, NJ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 2006 – Jul 2019

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · December 11, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GUERRA PAN ADVISORS, LLC

CRD 313489 · SEC 801-120767

AUM

$159M

Regulatory assets under management

Employees

265 client accounts

Services offered by GUERRA PAN ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GUERRA PAN ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Guerra offer?

Robert Guerra specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in MONTCLAIR, New Jersey for a consultation.

What are Robert Guerra's credentials?

Robert Guerra is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Guerra located?

Robert Guerra is based in MONTCLAIR, New Jersey, working with GUERRA PAN ADVISORS, LLC. Their office serves clients in the MONTCLAIR metropolitan area and surrounding communities.

How does Robert Guerra charge for services?

Robert Guerra's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUERRA PAN ADVISORS, LLC?

GUERRA PAN ADVISORS, LLC has approximately 2 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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