Unclaimed Profile

Richard P Shanley

180 DEGREE CAPITAL CORP.·MONTCLAIR, New Jersey

Series 65Clean record12 years registered180 DEGREE CAPITAL CORP.

7 N. WILLOW STREET, MONTCLAIR, NJ 07042CRD# 6136449Firm CRD# 309142

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard P Shanley · MONTCLAIR, NJ

Registration

CRD #6136449 · 180 DEGREE CAPITAL CORP. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: 180 DEGREE CAPITAL CORP.

TWIN LAKES MANAGEMENT, INC.

Jul 2014 – Dec 2017

CANAAN, CT

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 3, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

180 DEGREE CAPITAL CORP.

CRD 309142 · SEC 801-118785

AUM

$61M

Regulatory assets under management

Employees

3 client accounts

Services offered by 180 DEGREE CAPITAL CORP.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at 180 DEGREE CAPITAL CORP. →

Introduction

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Frequently Asked Questions

What services does Richard P Shanley offer?

Richard P Shanley specializes in Investment Management, Retirement Planning.

What are Richard P Shanley's credentials?

Richard P Shanley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard P Shanley located?

Richard P Shanley is based in MONTCLAIR, New Jersey, last registered with 180 DEGREE CAPITAL CORP..

How does Richard P Shanley charge for services?

Richard P Shanley's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 180 DEGREE CAPITAL CORP.?

180 DEGREE CAPITAL CORP. has approximately 5 employees and manages $61M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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