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Marc Arthur Bautis

BAUTIS FINANCIAL, LLC·MONTCLAIR, New Jersey
Series 7, Series 66Clean record17 years registeredBAUTIS FINANCIAL, LLC
8 HILLSIDE AVE, MONTCLAIR, NJ 07042CRD# 5564659Firm CRD# 148582

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Marc Arthur Bautis · MONTCLAIR, NJ
Registration
CRD #5564659 · BAUTIS FINANCIAL, LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

BAUTIS FINANCIAL, LLC
May 2015 – present
BAUTIS FINANCIAL, LLC
Jan 2009 – Dec 2010
HASBROUCK HEIGHTS, NJ
QUEST CAPITAL STRATEGIES, INC.
Sep 2008 – Nov 2008
NUTLEY, NJ
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · September 2, 2008
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BAUTIS FINANCIAL, LLC
CRD 148582 · SEC 801-129584
AUM
$122M
Regulatory assets under management
Employees
5
676 client accounts
Services offered by BAUTIS FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BAUTIS FINANCIAL, LLC →
Introduction

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05

Frequently Asked Questions

What services does Marc Arthur Bautis offer?
Marc Arthur Bautis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MONTCLAIR, New Jersey for a consultation.
What are Marc Arthur Bautis's credentials?
Marc Arthur Bautis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marc Arthur Bautis located?
Marc Arthur Bautis is based in MONTCLAIR, New Jersey, working with BAUTIS FINANCIAL, LLC. Their office serves clients in the MONTCLAIR metropolitan area and surrounding communities.
How does Marc Arthur Bautis charge for services?
Marc Arthur Bautis's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BAUTIS FINANCIAL, LLC?
BAUTIS FINANCIAL, LLC has approximately 5 employees and manages $122M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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