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Steven Angelo Baffico

FOUR WOOD CAPITAL ADVISORS LLC·MONTCLAIR, New Jersey
SIE, Series 6, Series 7, Series 24, Series 63, Series 99TOClean recordFOUR WOOD CAPITAL ADVISORS LLC
33 PLYMOUTH STREET, MONTCLAIR, NJ 07042CRD# 4136467Firm CRD# 165047

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Angelo Baffico · MONTCLAIR, NJ
Registration
CRD #4136467 · FOUR WOOD CAPITAL ADVISORS LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
FOUR WOOD CAPITAL ADVISORS LLC
CRD 165047 · SEC 801-77260
AUM
$125M
Regulatory assets under management
Employees
1
3 client accounts
Services offered by FOUR WOOD CAPITAL ADVISORS LLC
Per Form ADV
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at FOUR WOOD CAPITAL ADVISORS LLC →
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Frequently Asked Questions

What services does Steven Angelo Baffico offer?
Steven Angelo Baffico specializes in Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in MONTCLAIR, New Jersey for a consultation.
What are Steven Angelo Baffico's credentials?
Steven Angelo Baffico is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Angelo Baffico located?
Steven Angelo Baffico is based in MONTCLAIR, New Jersey, working with FOUR WOOD CAPITAL ADVISORS LLC. Their office serves clients in the MONTCLAIR metropolitan area and surrounding communities.
How does Steven Angelo Baffico charge for services?
Steven Angelo Baffico's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FOUR WOOD CAPITAL ADVISORS LLC?
FOUR WOOD CAPITAL ADVISORS LLC has approximately 1 employees and manages $125M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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