Unclaimed Profile

Michael David Miller

WELLESLEY ASSET MANAGEMENT, INC.·PORTSMOUTH, New Hampshire

Series 65Clean record20 years registeredWELLESLEY ASSET MANAGEMENT, INC.

100 MARKET STREET, PORTSMOUTH, NH 03801CRD# 5058472Firm CRD# 116176

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael David Miller · PORTSMOUTH, NH

Registration

CRD #5058472 · WELLESLEY ASSET MANAGEMENT, INC. · 20 years registered

Brand Profile

Not yet started

Career History

WELLESLEY ASSET MANAGEMENT, INC.

Feb 2025 – present

WELLESLEY ASSET MANAGEMENT, INC.

Jul 2010 – Jan 2025

PORTSMOUTH, NH

CONVERGENT WEALTH ADVISORS, LLC

May 2007 – May 2008

ROCKVILLE, MD

LYDIAN WEALTH MANAGEMENT COMPANY, LLC

Jun 2006 – May 2007

ROCKVILLE, MD

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 26, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WELLESLEY ASSET MANAGEMENT, INC.

CRD 116176 · SEC 801-61288

AUM

$2.1B

Regulatory assets under management

Employees

2,188 client accounts

Services offered by WELLESLEY ASSET MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at WELLESLEY ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Michael David Miller offer?

Michael David Miller specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PORTSMOUTH, New Hampshire for a consultation.

What are Michael David Miller's credentials?

Michael David Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael David Miller located?

Michael David Miller is based in PORTSMOUTH, New Hampshire, working with WELLESLEY ASSET MANAGEMENT, INC.. Their office serves clients in the PORTSMOUTH metropolitan area and surrounding communities.

How does Michael David Miller charge for services?

Michael David Miller's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLESLEY ASSET MANAGEMENT, INC.?

WELLESLEY ASSET MANAGEMENT, INC. has approximately 30 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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