Unclaimed Profile

Julianne Mary Smith

SECURE PLANNING, LLC·PORTSMOUTH, New Hampshire

SIE, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record22 years registeredSECURE PLANNING, LLC

42 MIDDLE ST, PORTSMOUTH, NH 03801CRD# 4751604Firm CRD# 42179

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Julianne Mary Smith · PORTSMOUTH, NH

Registration

CRD #4751604 · SECURE PLANNING, LLC · 22 years registered

Brand Profile

Not yet started

Career History

SECURE PLANNING

Jun 2006 – present

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

Jun 2004 – Aug 2004

BOCA RATON, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · June 7, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SECURE PLANNING, LLC

CRD 42179 · SEC 801-55630

AUM

$163M

Regulatory assets under management

Employees

822 client accounts

Services offered by SECURE PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SECURE PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does Julianne Mary Smith offer?

Julianne Mary Smith specializes in Financial Planning, Investment Management. Contact their office in PORTSMOUTH, New Hampshire for a consultation.

What are Julianne Mary Smith's credentials?

Julianne Mary Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Julianne Mary Smith located?

Julianne Mary Smith is based in PORTSMOUTH, New Hampshire, working with SECURE PLANNING, LLC. Their office serves clients in the PORTSMOUTH metropolitan area and surrounding communities.

How does Julianne Mary Smith charge for services?

Julianne Mary Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURE PLANNING, LLC?

SECURE PLANNING, LLC has approximately 6 employees and manages $163M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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