Unclaimed Profile

George Nmn Raftopoulos

NVEST FINANCIAL, LLC·PORTSMOUTH, New Hampshire

SIE, Series 7, Series 24, Series 63, Series 6525 years registeredNVEST FINANCIAL, LLC

TWO INTERNATIONAL DRIVE, PORTSMOUTH, NH 03801CRD# 1749955Firm CRD# 128868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Nmn Raftopoulos · PORTSMOUTH, NH

Registration

CRD #1749955 · NVEST FINANCIAL, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NVEST FINANCIAL, LLC

NVEST FINANCIAL, LLC

Oct 2013 – Sep 2022

PORTSMOUTH, NH

PINNACLE CAPITAL MANAGEMENT, INC.

Feb 2006 – Dec 2009

BOSTON, MA

COMMONWEALTH FINANCIAL NETWORK

Jul 2001 – May 2016

KENNEBUNK, ME

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 3, 2001

Years registered · 25

Disclosure History

2010Customer Dispute·Settled

2003Customer Dispute·Closed-No Action

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

NVEST FINANCIAL, LLC

CRD 128868 · SEC 801-123374

AUM

$380M

Regulatory assets under management

Employees

989 client accounts

Services offered by NVEST FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NVEST FINANCIAL, LLC →

Introduction

Speak with George

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if George is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PORTSMOUTH?

Browse all registered financial advisors in PORTSMOUTH, New Hampshire or claim this profile if it's yours.

Browse PORTSMOUTH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does George Nmn Raftopoulos offer?

George Nmn Raftopoulos specializes in Financial Planning, Investment Management, Wealth Management.

What are George Nmn Raftopoulos's credentials?

George Nmn Raftopoulos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George Nmn Raftopoulos located?

George Nmn Raftopoulos is based in PORTSMOUTH, New Hampshire, last registered with NVEST FINANCIAL, LLC.

How does George Nmn Raftopoulos charge for services?

George Nmn Raftopoulos's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NVEST FINANCIAL, LLC?

NVEST FINANCIAL, LLC has approximately 12 employees and manages $380M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →