Unclaimed Profile

Ronald Louis Valpey

VALPEY FINANCIAL SERVICES LLC·CONCORD, New Hampshire

Series 7, Series 24, Series 66Clean record25 years registeredVALPEY FINANCIAL SERVICES LLC

100 NORTH MAIN STREET SUITE 500, CONCORD, NH 03301CRD# 3220507Firm CRD# 154154

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Louis Valpey · CONCORD, NH

Registration

CRD #3220507 · VALPEY FINANCIAL SERVICES LLC · 25 years registered

Brand Profile

Not yet started

Career History

VALPEY FINANCIAL SERVICES LLC

Jul 2010 – present

FOCUS CAPITAL WEALTH MANAGEMENT, INC.

Nov 2002 – Jul 2010

BEDFORD, NH

JEFFERSON PILOT SECURITIES CORP

May 2001 – Oct 2002

BEDFORD, NH

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 66

Registration record

First registered · May 4, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VALPEY FINANCIAL SERVICES LLC

CRD 154154 · SEC 801-118576

AUM

$180M

Regulatory assets under management

Employees

585 client accounts

Services offered by VALPEY FINANCIAL SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VALPEY FINANCIAL SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Ronald Louis Valpey offer?

Ronald Louis Valpey specializes in Financial Planning, Investment Management. Contact their office in CONCORD, New Hampshire for a consultation.

What are Ronald Louis Valpey's credentials?

Ronald Louis Valpey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Louis Valpey located?

Ronald Louis Valpey is based in CONCORD, New Hampshire, working with VALPEY FINANCIAL SERVICES LLC. Their office serves clients in the CONCORD metropolitan area and surrounding communities.

How does Ronald Louis Valpey charge for services?

Ronald Louis Valpey's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VALPEY FINANCIAL SERVICES LLC?

VALPEY FINANCIAL SERVICES LLC has approximately 4 employees and manages $180M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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