Unclaimed Profile

Richard Bruce Morgan

GRANITE INVESTMENT ADVISORS, INC.·CONCORD, New Hampshire

Series 1, Series 5, Series 8, Series 63, Series 6528 years registeredGRANITE INVESTMENT ADVISORS, INC.

6 EAGLE SQ, CONCORD, NH 03301CRD# 340041Firm CRD# 149770

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Bruce Morgan · CONCORD, NH

Registration

CRD #340041 · GRANITE INVESTMENT ADVISORS, INC. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GRANITE INVESTMENT ADVISORS, INC.

GRANITE INVESTMENT ADVISORS, LLC

Jun 2009 – Jan 2022

CONCORD, NH

BOSTON PRIVATE VALUE INVESTORS, INC.

Sep 2003 – Apr 2009

CONCORD, NH

MORGAN STANLEY & CO., INCORPORATED

Nov 1997 – Mar 2003

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 1

Series 5

Series 8

Series 63

Series 65

Registration record

First registered · November 21, 1997

Years registered · 28

Disclosure History

2003Customer Dispute·Settled

2002Customer Dispute·Settled

2002Investigation

2002Regulatory·Pending

1987Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GRANITE INVESTMENT ADVISORS, LLC

CRD 149770 · SEC 801-70096

AUM

$696M

Regulatory assets under management

Employees

732 client accounts

Services offered by GRANITE INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GRANITE INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Bruce Morgan offer?

Richard Bruce Morgan specializes in Financial Planning, Investment Management, Wealth Management.

What are Richard Bruce Morgan's credentials?

Richard Bruce Morgan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Bruce Morgan located?

Richard Bruce Morgan is based in CONCORD, New Hampshire, last registered with GRANITE INVESTMENT ADVISORS, INC..

How does Richard Bruce Morgan charge for services?

Richard Bruce Morgan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRANITE INVESTMENT ADVISORS, INC.?

GRANITE INVESTMENT ADVISORS, INC. has approximately 14 employees and manages $696M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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