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James Roger Mullins

DL CARLSON INVESTMENT GROUP INC.·CONCORD, New Hampshire
Series 7, Series 66Clean record24 years registeredDL CARLSON INVESTMENT GROUP INC.
TWO CAPITAL PLAZA, CONCORD, NH 03301CRD# 4067197Firm CRD# 105729

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Roger Mullins · CONCORD, NH
Registration
CRD #4067197 · DL CARLSON INVESTMENT GROUP INC. · 24 years registered
Brand Profile
Not yet started
01

Career History

CARLSON INVESTMENTS
Aug 2001 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · August 31, 2001
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DL CARLSON INVESTMENT GROUP INC.
CRD 105729 · SEC 801-34606
AUM
$635M
Regulatory assets under management
Employees
14
869 client accounts
Services offered by DL CARLSON INVESTMENT GROUP INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at DL CARLSON INVESTMENT GROUP INC. →
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05

Frequently Asked Questions

What services does James Roger Mullins offer?
James Roger Mullins specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CONCORD, New Hampshire for a consultation.
What are James Roger Mullins's credentials?
James Roger Mullins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Roger Mullins located?
James Roger Mullins is based in CONCORD, New Hampshire, working with DL CARLSON INVESTMENT GROUP INC.. Their office serves clients in the CONCORD metropolitan area and surrounding communities.
How does James Roger Mullins charge for services?
James Roger Mullins's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DL CARLSON INVESTMENT GROUP INC.?
DL CARLSON INVESTMENT GROUP INC. has approximately 14 employees and manages $635M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DL CARLSON INVESTMENT GROUP INC.

Jennifer Anne Johnsrud
CONCORD, NH
David Littlefield Carlson
CONCORD, NH

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