Unclaimed Profile

Diane Chadwick

HARVEST CAPITAL MANAGEMENT INC·CONCORD, New Hampshire

Series 65Clean record22 years registeredHARVEST CAPITAL MANAGEMENT INC

11 SOUTH MAIN STREET, CONCORD, NH 03301CRD# 4710503Firm CRD# 106613

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Diane Chadwick · CONCORD, NH

Registration

CRD #4710503 · HARVEST CAPITAL MANAGEMENT INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HARVEST CAPITAL MANAGEMENT INC

THE COLONY GROUP, LLC

Nov 2019 – Apr 2022

Concord, NH

HARVEST CAPITAL MANAGEMENT INC

Sep 2003 – Nov 2019

CONCORD, NH

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 22, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARVEST CAPITAL MANAGEMENT INC

CRD 106613 · SEC 801-50107

AUM

$651M

Regulatory assets under management

Employees

730 client accounts

Services offered by HARVEST CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARVEST CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Diane Chadwick offer?

Diane Chadwick specializes in Financial Planning, Investment Management, Wealth Management.

What are Diane Chadwick's credentials?

Diane Chadwick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Diane Chadwick located?

Diane Chadwick is based in CONCORD, New Hampshire, last registered with HARVEST CAPITAL MANAGEMENT INC.

How does Diane Chadwick charge for services?

Diane Chadwick's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARVEST CAPITAL MANAGEMENT INC?

HARVEST CAPITAL MANAGEMENT INC has approximately 9 employees and manages $651M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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