Unclaimed Profile

Carlos Mungaray

KAMICHU WEALTH MANAGEMENT LLC·LAS VEGAS, Nevada

SIE, Series 7, Series 9, Series 6619 years registeredKAMICHU WEALTH MANAGEMENT LLC

1981 FENCHURCH CT., LAS VEGAS, NV 89117CRD# 5105099Firm CRD# 295412

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carlos Mungaray · LAS VEGAS, NV

Registration

CRD #5105099 · KAMICHU WEALTH MANAGEMENT LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KAMICHU WEALTH MANAGEMENT LLC

UBS FINANCIAL SERVICES INC.

Jan 2011 – Jul 2018

LAS VEGAS, NV

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2009 – Aug 2010

LAS VEGAS, NV

BANC OF AMERICA INVESTMENT SERVICES, INC.

Jan 2007 – Oct 2009

LAS VEGAS, NV

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 66

Registration record

First registered · January 24, 2007

Years registered · 19

Disclosure History

2008Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KAMICHU WEALTH MANAGEMENT LLC

CRD 295412 · SEC 801-113441

AUM

$206M

Regulatory assets under management

Employees

85 client accounts

Services offered by KAMICHU WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KAMICHU WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Carlos Mungaray offer?

Carlos Mungaray specializes in Financial Planning, Investment Management, Wealth Management.

What are Carlos Mungaray's credentials?

Carlos Mungaray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carlos Mungaray located?

Carlos Mungaray is based in LAS VEGAS, Nevada, last registered with KAMICHU WEALTH MANAGEMENT LLC.

How does Carlos Mungaray charge for services?

Carlos Mungaray's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KAMICHU WEALTH MANAGEMENT LLC?

KAMICHU WEALTH MANAGEMENT LLC has approximately 18 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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