Unclaimed Profile

Aaron Eugene Schaben

CWM, LLC·OMAHA, Nebraska

SIE, Series 7, Series 66Clean record17 years registeredCWM, LLC

14600 BRANCH ST., OMAHA, NE 68154CRD# 5156729Firm CRD# 155344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Aaron Eugene Schaben · OMAHA, NE

Registration

CRD #5156729 · CWM, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CWM, LLC

CARSON GROUP INVESTING

Jul 2018 – Jan 2025

OMAHA, NE

CWM, LLC

Jul 2012 – Jan 2025

OMAHA, NE

LPL FINANCIAL CORPORATION

Nov 2009 – Aug 2010

OMAHA, NE

SECURIAN FINANCIAL SERVICES, INC.

Sep 2008 – Oct 2009

OMAHA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 11, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CWM, LLC

CRD 155344 · SEC 801-72037

AUM

$26.8B

Regulatory assets under management

Employees

1,111

110,327 client accounts

Services offered by CWM, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CWM, LLC →

Introduction

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Frequently Asked Questions

What services does Aaron Eugene Schaben offer?

Aaron Eugene Schaben specializes in Financial Planning, Investment Management.

What are Aaron Eugene Schaben's credentials?

Aaron Eugene Schaben is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Aaron Eugene Schaben located?

Aaron Eugene Schaben is based in OMAHA, Nebraska, last registered with CWM, LLC.

How does Aaron Eugene Schaben charge for services?

Aaron Eugene Schaben's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees from other investment advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CWM, LLC?

CWM, LLC has approximately 1111 employees and manages $26.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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