Unclaimed Profile

Daniel P Tobin

CWM, LLC·OMAHA, Nebraska

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record24 years registeredCWM, LLC

13321 CALIFORNIA STREET, SUITE 100, OMAHA, NE 68154CRD# 3239146Firm CRD# 155344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel P Tobin · OMAHA, NE

Registration

CRD #3239146 · CWM, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CWM, LLC

E*TRADE ADVISORY SERVICES, INC.

May 2002 – Jun 2003

OMAHA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · May 14, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CWM, LLC

CRD 155344 · SEC 801-72037

AUM

$26.8B

Regulatory assets under management

Employees

1,111

110,327 client accounts

Services offered by CWM, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CWM, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel P Tobin offer?

Daniel P Tobin specializes in Financial Planning, Investment Management.

What are Daniel P Tobin's credentials?

Daniel P Tobin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel P Tobin located?

Daniel P Tobin is based in OMAHA, Nebraska, last registered with CWM, LLC.

How does Daniel P Tobin charge for services?

Daniel P Tobin's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees from other investment advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CWM, LLC?

CWM, LLC has approximately 1111 employees and manages $26.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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