Unclaimed Profile

Paul Michael West

CWM, LLC·OMAHA, Nebraska

Series 4, Series 7, Series 24, Series 66Clean record23 years registeredCWM, LLC

13321 CALIFORNIA STREET, SUITE 100, OMAHA, NE 68154CRD# 3146739Firm CRD# 155344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Michael West · OMAHA, NE

Registration

CRD #3146739 · CWM, LLC · 23 years registered

Brand Profile

Not yet started

Career History

CWM, LLC

Sep 2014 – present

METHOD ENTERPRISES, LLC

Dec 2011 – Jun 2012

12020 SHAMROCK PLAZA, SUITE 105, NE

IPRO ONE MANAGEMENT, INC.

Nov 2007 – Sep 2012

WEST PALM BEACH, FL

SECURITIES AMERICA ADVISORS, INC.

Jul 2003 – Mar 2010

OMAHA, NE

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 24

Series 66

Registration record

First registered · July 23, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CWM, LLC

CRD 155344 · SEC 801-72037

AUM

$26.8B

Regulatory assets under management

Employees

1,111

110,327 client accounts

Services offered by CWM, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CWM, LLC →

Introduction

Speak with Paul

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Paul is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in OMAHA?

Browse all registered financial advisors in OMAHA, Nebraska or claim this profile if it's yours.

Browse OMAHA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Paul Michael West offer?

Paul Michael West specializes in Financial Planning, Investment Management. Contact their office in OMAHA, Nebraska for a consultation.

What are Paul Michael West's credentials?

Paul Michael West is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Michael West located?

Paul Michael West is based in OMAHA, Nebraska, working with CWM, LLC. Their office serves clients in the OMAHA metropolitan area and surrounding communities.

How does Paul Michael West charge for services?

Paul Michael West's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees from other investment advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CWM, LLC?

CWM, LLC has approximately 1111 employees and manages $26.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →